Working With the SEC Modernized Marketing Rule
Verdani Comms applies our thorough understanding of the Modernized Marketing Rule (MMR) and works with clients’ compliance teams to create annual reports that meet all SEC disclosure requirements while retaining all the qualities that make our reports informative and engaging.
The Clients
Registered Investment Advisors with the US Securities and Exchange Commission (SEC)
The Challenge
Several of our clients require annual ESG reports that meet all requirements of the MMR.
Our Approach
Ensure all statements of fact are demonstrably accurate using a thorough quality control process.
Scrub the report of hyperbole or potentially misleading statements.
Present complete, balanced performance results and statements of risk in text and/or graphics.
Include thorough disclaimers for awards, testimonials, and endorsements indicating compensation, limitations, and any potential conflicts of interest.
Collaborate with in-house compliance teams for thorough review of the report.
The Result
SEC-compliant annual reports that inform and engage.